Compliance Jobs matching keyword(s): Mandate Compliance Manager

An exciting opportunity for a Compliance Officer to join an established medium sized Investment Management firm on a permanent basis. You will be joining a close knit friendly and professional team. ... restricted shares, general compliance and other ad ... working as a Compliance Officer with good read more...

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As Trade Compliance Analyst you will be accustomed to providing essential daily post trade analysis of managed fund positions including OTC Derivatives to ensure compliance against Regulatory, IMA, Prospectus and Internal Guidelines. ... is essential Trade Compliance Analysts will be familiar with regulatory and fund level trade compliance including UCITS and read more...

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This dedicated derivatives project group are focused on supporting the different derivative business areas across the bank and deliver strategic solutions around the clearing & settlement functions. There is significant exposure to the trading desk, middle office, operations, legal and compliance, so you should be comfortable managing multiple stakeholder relationships and interpersonally be very strong. You will also possess excellent analytical and problem solving skills, combined with a hands-on and proactive approach to working with business users and delivering results. A good knowledge of Equity derivatives or OTC derivatives, and clearing processes is essential. We are looking for a proven project manager who can demonstrate a track record of large scale system implementation or renovation, possess a strong understanding of derivatives exchanges and processes (OTC or Listed), and has the ability to manage senior stakeholders in a pressurised and results orientated environment. read more...

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The Fixed Income Middle Office is primarily responsible for supporting the Fixed Income and Currency Group to protect the data integrity and ensure the accuracy of the data within the Front Office applications. ... Income Middle Office Manager you will come ... as Middle Office Manager will include but not limited to managing the oversight of Data Integrity, oversight of compliance systems to ensure ... an accomplished Team Manager demonstrating strong influencing, read more...

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Working in a technical Client Account Management capacity you will get involved in (but not limited to): ... such as legal, compliance, risk, product areas ... Client Account Managers will come from read more...

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This dedicated derivatives project group are focused on supporting the different derivative business areas across the bank and deliver strategic solutions around the clearing & settlement functions. There is significant exposure to the trading desk, middle office, operations, legal and compliance, so you should be comfortable managing multiple stakeholder relationships and interpersonally be very strong. You will also possess excellent analytical and problem solving skills, combined with a hands-on and proactive approach to working with business users and delivering results. A good knowledge of listed or OTC derivatives and clearing processes is essential. We are looking for a proven project manager who can demonstrate a track record of large scale system implementation or renovation, possess a strong understanding of derivatives exchanges and processes (OTC or Listed), and has the ability to manage senior stakeholders in a pressurised and results orientated environment. read more...

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This dedicated derivatives project group are focussed on supporting the different derivative business areas across the bank and deliver strategic solutions around the clearing & settlement functions. There is significant exposure to the trading desk, middle office, operations, legal and compliance, so you should be comfortable managing multiple stakeholder relationships and interpersonally be very strong. You will also possess excellent analytical and problem solving skills, combined with a hands-on and proactive approach to working with business users and delivering results. A good knowledge of listed or OTC derivatives and clearing processes is essential. We are looking for a proven project manager who can demonstrate a detailed understanding of each stage of the project life cycle, possess a strong understanding of derivatives exchanges and processes, and has the ability to manage senior stakeholders in a pressurised and results orientated environment. read more...

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Candidates will be responsible for the oversight for the set up and maintenance of new and existing custody, fund accounting and transition manager relationships with key internal relationships will include clients, sales, portfolio managers, legal, compliance, risk, operations, product development, fund administration, Funds Client Service group, custodians and other appointed service providers. read more...

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Financial Control - Commodities ... regulatory and internal compliance requirements. read more...

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Undertake monitoring of the group's investment management operations in accordance with the ... departments to ensure compliance with applicable ... department in general compliance matters and monitoring reporting to the Associate Director or Compliance Director as appropriate. read more...

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