Compliance Analyst

Salary	£40000 - £45000 per annum
Sector	Banking
Location	Central/West End (London)
Date Posted	01/09/2010

Responsibilities;

You will be responsible for carrying out monitoring activities as directed, using agreed templates and report formats, in an accurate and timely manner.
Monitoring may include,

• Review of investment restrictions,
• Review of fund dealing activity,
• Review of unusual transactions.
• Resolving compliance queries form internal departments across Client Services, Marketing & Investment Managers,

Requirements;

• Graduate
• Exposure in Compliance within the Asset management or Fund Management industry.
• Excellent knowledge of COBS / COBS 4.
• Good knowledge of COLL Rules.